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Gandhism in the Age of Globalization: Beyond Amartya K. Sen's Criticism |
- By Kazuya Ishii* AbstractMohandas K. Gandhi criticized modern civilization, as he saw it was marked by self-interest and materialism, and sought for an alternative in the 20th century. His thought now appears increasingly important in this century, as the total ecosystem becomes gravely endangered. However, Amartya K. Sen criticized his thought in a modernist way, so there is room for us to examine this point. This paper thus attempts to re-examine Gandhism in the age of globalization, taking his criticism into account. It summarizes Gandhi's views of modern and "postmodern" civilizations, and analyzes the Gandhi-Tagore debate over charkha, which Sen understood from "Tagore's side". It concludes that despite Sen's criticism, if the ecosystem is to be sustained, a foothold to reverse the trend of globalization could be found in Gandhism. IntroductionEVER SINCE THE industrial revolution took place in 18th century Great Britain, human beings have been consuming natural resources to achieve unprecedented material development. After the resolution of the conflict between capitalism and socialism, a characteristic of the 20th century, the 21st century is now observing the expansion of the market mechanism to enable capital to make profits on a global scale. This process is, however, extensively devastating forests, polluting air and water at an accelerating pace, and will thus drive human beings and other species to the fringe of extinction.1 Mohandas K. Gandhi criticized modern civilization, as he saw it was marked by self-interest and materialism, and sought for an alternative in the previous century. His thought now appears increasingly important, as the total ecosystem becomes gravely endangered. I had previously attempted to explain the contemporary significance of his thought regarding how to relieve the poor in a "small economy", using Amartya K. Sen's concepts. However, Sen is a philosophical heir of Rabiridranath Tagore, who acutely criticized Gandhi from a modernist perspective, so there is room for us to examine this point. This paper re-examines Gandhism in the 21st century, when the ecosystem is being destroyed in the name of globalization, taking Sen's criticism into account. 1. Gandhi's Views of Modern and "Postmodern" CivilizationsHaving experienced the industrial revolution in the 18th century, Great Britain started ruling Bengal and other areas in India to appropriate her wealth, until India attained independence in the middle of the 20th century. After the middle of the 19th century, in particular, Great Britain entered the stage of imperialism, when it faced domestic overproduction and needed colonies in which to invest its excessive capital. If globalization is a process that destroys traditional societies through capital exportation and free trade, the "modernity" that Gandhi observed then constituted one form of globalization that was reorganizing the world economy for the sake of Great Britain. (a) Criticism of Modern CivilizationObserving the development of capitalism after industrialization in the west, Gandhi found that materialism and ignorance of spirituality were characteristics of modern civilization. For Gandhi, "machinery" that advanced material development was "helping a small minority to live on the exploitation of the masses", the motive force of this minority being "not humanity and love of their kind but greed and avarice"2 As a result of the materialist development advanced by "machinery", Gandhi thought that imperialist domination by the western powers had destroyed the organic structure of the non- western societies since the late 19th century. Observing that the competition over natural resources and markets, or the partition of colonies among industrialist nations, led to violent conflicts and world wars, he disagreed with the idea of industrializing India as had occurred in western societies. "To make India like England and America is to find some other races and places of the earth fpr exploitation. ... Among the exploited, India is the greatest victim"3. To Gandhi, "Civilization, in the real sense of the term, consists not in the multiplication, but in the deliberate and voluntary reduction of wants"4. This viewpoint differs radically from those of the western economists who affirmed the pursuit of self-interest. “Those who are intoxicated by modern civilization are not likely to write against it. Their care will be to find out facts and arguments in support of it, and this they do unconsciously, believing it to be true"5. "The economics that permits one country to prey upon another is immoral"6. While mainstream economic theories in Britain evolved to support its imperialist expansion, Gandhi's criticism of modern civilization and economics raised objections to imperialism on behalf of those oppressed by it. (b) A "Postmodern" Economic Construction of India: The Charkha Movement and the Theory of TrusteeshipTo enable India to abandon modern civilization, Gandhi aimed to construct a village-based "co-operative society", by means of reviving charkha and khadi, which had existed since the old days. The charkha movement was meant to make all spinning and weaving operations manual, and to distribute them amongst the poor, based on the notion that imported foreign cloth "has literally killed millions of our brothers and sisters, and delivered thousands of our dear sisters to a life of shame"7 The All India Spinners' Association (AISA) implemented the charkha movement extensively from the 1920s to the 1940s. The movement successfully drove foreign cotton cloth out of Indian market, but was overwhelmed by the cotton cloth made by Indian mill machines. The mills employed 395,000 people8, while the AISA group employed 117,5099. That is, to produce one million yards of cotton cloth, the former needed 159 people, while the latter needed 10,063 (1:63). Although the charkha was often negatively evaluated in terms of productivity, wage rates, quality of products and market share10, economic rationality should be found in its labour intensiveness, which amounted to 63 times that of a machine11. Gandhi thought that if the charkha produced all Indian cotton cloth, then that would provide work for 50 million poor people to live on12. However, that goal was obviously hindered by the cotton mills, which exclusively made huge profits, yet employed less than 400 thousand people, while a greater number of the poor were unemployed for more than three months a year. Gandhi nevertheless rejected, from the standpoint of "non-violence", Marxist-Lenist ideas of expropriating private property and factories, and he called for tlje Indian people to sppport khadi willingly in the spirit of mutual help. Gandhi argued that "it is a privilege to maintain them [our aged parents and children] no matter what their maintenance costs us. Even so must we maintain khadi to the exclusion of all other cloth"13. He also expected his countrymen to support spinners and weavers even if khadi was more expensive than machine-made cotton cloth. He remarked that "when we have studied them [khadi economics] from the point of view of the national well-being, we shall find that khadi is never dear"14. The "national well-being" here would not mean anything like national wealth obtained through capital accumulation and the division of labour, but a situation in which people would support each other to enable even the poorest to be provided with dignified work to live on15. Besides the charkha movement, the theory of trusteeship constitutes another important pillar of Gandhi's economic thought. The theory is defined as the idea that wealthy people should consider their property as something God entrusted to them to manage for the profit of society and that they should behave as "trustees" for the benefit of the poor. However, as long as capitalists and landlords behaved as "trustees", this theory legitimated their positions in society, and so it was severely condemned by Marxist-Leninists, who asserted a class struggle. Gandhi maintained a good relationship with Ghanshamdas Birla and other large capitalists. It can surely be questioned whether his theory of trusteeship was consistent with his earlier position that the minority exploited the masses through machinery with the motive of the former being greed or avarice. However, he endeavoured to prevent class division through this theory, while burdening capitalists with supporting his charkha movement. Putting more emphasis on relieving the poor than on protecting the rich, the theory was still intent on a socio-economic reform that would confront the internal contradictions of Indian society by "non-violent" means. This theory aimed to eradicate "that unbridgeable gulf that today exists between the "haves" and "have-nots"16, and Gandhi was thus willing to "end capitalism almost, if not quite, as much as the most advanced socialist or ^ven communist"17. The eventual aim of Gandhi's charkha movement and theory of trusteeship was to achieve a society in which "instead of half a dozen cities of India and Great Britain living on the exploitation and the ruin of the 700,000 villages of India, the latter will be largely self- contained"18. The image of an ideal village in his perception was as follows: An ideal village will be so constructed as to lend itself to perfect sanitation. It will have cottages with sufficient light and ventilation, built of a material obtainable within a radius of five miles of it. The cottages will have courtyards enabling the householders to plant vegetables for domestic use and to house their cattle. ... It [The village] will have wells according to its needs and accessible to all. It will have houses of worship for all, also a common meeting place, a village common for grazing its cattle, a co-operative dairy, primary and secondary schools in which industrial education will be the central factor ... It will produce its own grains, vegetables and fruit, and its own khadi19. Such a village would be materially simple, since it puts at its centre a technology inefficient in terms of capital accumulation, such as a charkha. It is nevertheless a spiritually sound "symbiotic" society, which extensively distributes such technology among the poor, and in that society their self-reliance would be supported by people's spirit of mutual help. Gandhi ultimately attempted to reconstruct a "co-operative society" of the actual size of man in nature, to "radically change much that goes under the name of modern civilization"20, "Independent India can only discharge her duty towards a groaning world by adopting a simple but ennobled life by developing her thousands of cottages and living at peace with the world"21. 2. The Gandhi-Tagore Debate and Sen's Criticism of GandhismGandhi's thought as described above could be partly explained by concepts that Sen invented. That is, Gandhi's charkha movement and theory of trusteeship were attempts to have "deprived" poor spinners and weavers take part in the process of small-scale society-building to revive their "capability"22. When he called for capitalists and landlords, as well as khadi consumers, to support his charkha movement, he relied upon nothing but their spirit of "commitment"23. Nevertheless, it is wrong to consider that Sen belongs to the same line of thought as Gandhi. Rather, he supports Rabindranath Tagore, who severely criticized Gandhi in a modernist way, and attempts to understand the "Tagore's side" of the Gandhi-Tagore debates24. These debates covered a variety of subjects, such as nationalism, patriotism, cultural exchange, rationality and science, and economic and social development. Sen believes that Tagore was pressing for more room for reasoning and for a less traditionalist view, a greater interest in the rest of the world and more respect for science and for objectivity generally25. Let us first review the Gandhi-Tagore debate, based on Romain Rolland's record, and then examine Sen's evaluation of it. According to Rolland, Tagore was "grateful to Gandhi for giving India a chance to prove that her faith in the divine spirit of man is still living"26. However, Gandhi's non-cooperation movement against Britain did not meet his favour, because he sought cultural exchange between the east and the west. Tagore supported domination by the west as "a mission to fulfill" on March 13, 1921, and criticized Gandhi's movement as "the worst form of provincialism": "The present attempt to separate our spirit from that of the Occident is an attempt at spiritual suicide. ... The present age has been dominated by the Occident, because the Occident had a mission to fulfill. ...to say that it is wrong to cooperate with the West is to encourage the worst form of provincialism and can produce nothing but intellectual indigence"27. On the other hand, Gandhi defended himself, in his article titled "The poet's anxiety", on June 1, and asserted that his thought did not represent narrow nationalism: "I do not want my house to be walled in on all sides and my windows to be stuffed. I want the culture of all lands to be blown about my house as freely as possible. ... But I refuse to be blown off my feet by any of them"28. He thus disregarded Tagore's "anxiety" and carried out the burning of foreign cloth in Bombay on July 31.29 According to Tagore, who wrote in Modern Review on October 10, that people blindly followed Gandhi's appeal to burn foreign cloth was the abdication of "culture and reasoning power"30. Referring to Gandhi's message of "Spin and weave!", Tagore deplored, "Is this the gospel of a new creative age?"31, and questioned Gandhi's charkha movement: "If large machinery constitutes a danger for the West, will not small machines constitute a greater danger for us?"32. Gandhi's objection to such criticism by Tagore, in Young India on October 13, was enough to silence him: When all about me are dying for want of food, the only occupation permissible for me is to feed the hungry. ... To a people famishing and idle the only acceptable form in which God can dare appear is work and promise of food as wages. God created man to work for his food and said that those who ate without work were thieves.... Hunger is the argument that is drawing India to the spinning- wheel. The poet lives for the morrow, and would have us do likewise. He presents to our admiring gaze the beautiful picture of the birds in the early morning singing hymns of praise as they soar into the sky. ... I have found it impossible to soothe suffering patients with a song from Kabir. Give them work that they may eat! "Why should I, who have no need to work for food, spin?" may be the question asked. Because I am living on the spoliation of my countrymen. Trace the course of every coin that finds its way into your pocket, and you will realize the truth of what I write. Everyone must spin. Let Tagore spin, like the others. Let him burn his foreign clothes; that is the duty to-day33. Sen stresses that Tagore thought it most important that "people be able to live, and reason, in freedom"34, and quotes him as saying that "The charkha does not require anyone to think; one simply turns the wheel of the antiquated invention endlessly, using the minimum of judgment and stamina"35. Sen observes that Tagore "never tires of criticizing the charkha", and asserts that "In this economic judgment, Tagore was probably right"36. That Sen stands on "Tagore's side" is based on his own evaluation of Ambar Charkha (a form of charkha more advanced than Gandhi's), which occupied an important part of the Second Five-Year Plan of post-independent India. In his Choice of Technique (1960), Sen examined its technological possibilities in terms of (a) productivity of labour, (b) net value added per unit of output, (c) net surplus per unit of output, (d) the capital/output ratio and (e) the rate of surplus per unit of capital investment. He concluded as follows: The Ambar Charkha programme is inflationary and is also likely to affect capital accumulation adversely. Far from creating any flow of surplus, it produces a flow of output value less than even its recurring costs. ... As a technological possibility, the Ambar Charkha seems to offer very little37. To Tagore it was modern science and "large machinery" that would bring about "a new creative age", and for Sen also a technique should be chosen that would contribute to capital accumulation positively. To say nothing of Tagore's justification of the "domination by the Occident" as "a mission to fulfill", these thoughts represent modern ways of thinking, similar to those of the British classical economists who justified capital accumulation, the division of labour and imperialism. However, it was neither "capital accumulation" nor the "flow of surplus" that Gandhi sought. He rather wanted to establish a simple society through charkha, and he aimed at the nation-building of India in a way different from that of "modern" material development. Therefore, it is not appropriate to denounce, as Sen does, the charkha movement on the grounds that it would not contribute to economic development. 3. Gandhism in the Age of Globalization-Beyond Sen's CriticismGlobalization in the 21st century is bringing about material prosperity that is incomparably beyond what industrialization achieved in the 18th century to a part of mankind. However, it is consuming resources and destroying the environment of the earth at an unprecedented pace, thus threatening the very existence of living things, including mankind. Sen sets the time of globalization as much longer than "now" and the space as much wider than the "West", and he basically considers it something good. "Over thousands of years, globalization has contributed to the progress of the world, through travel, trade, migration, spread of cultural influences, and dissemination of knowledge and understanding (including that of science and technology)"38. Sen considers that Europe would have been a lot poorer, had it not received the fruits of globalization that took place in China, India and other places outside Europe39, and asserts that "today, the same principle applies, though in reverse direction (from West to East)"40. When he remarks that "The opposite of globalization is persistent separatism and relentless autarky"41, his position is extremely close to that of Tagore, who criticized Gandhi's movement as "the worst form of provincialism". According to Sen, "we cannot reverse the economic predicament of the poor across the world by withholding from them the great advantages of contemporary technology, the well- established efficiency of international trade and exchange, and the social as well as economic merits of living in an open society"42. Gandhi's thought must naturally appear to Sen to go against "the progress of the world", as he aimed at economic self-reliance by reviving charkha, a technology that Tagore thought "antiquated". Sen makes no explicit judgment of "modern" values when he perceives science, technology and international trade in a spectrum of "over thousands of years". Nevertheless, when he says that "it is hard to achieve economic prosperity without making extensive use of the opportunities of exchange and specialization that market relations offer"43, he should welcome not only the "economic prosperity" brought about by markets, but the values behind them such as self- interest, capital accumulation and the division of labour. To say nothing of "freedom", which constitutes his concept of "development"44, his way of thinking remains within modernism in principle, and hence it is almost impossible for us to find in it any element to transcend "modernity". If mankind must manage its society within the limits of the environment and the resources on the earth, Sen's notion of poverty alleviation through global economic prosperity would be questioned for the following four reasons. First, Sen ignores the technology of low entropy when he affirms capital accumulation and criticizes Ambar Charkha. Nicholas Georgescu-Roegen introduces a definition of entropy as "an index of the amount of unavailable energy in a given thermodynamic system at a given moment of its evolution"45. According to him, the Second Law of Thermodynamics, the Entropy Law, means that "the entropy of a closed system continuously (and irrevocably) increases toward a maximum; i.e., the available energy is continuously transformed into unavailable energy until it disappears completely"46. In general, it reversely affects social sustainability for us to complicate technology and to extensively consume fossil resources (low entropy), since it irreversibly increases social entropy to the maximum. Richard Gregg valued the khadi movement highly as "a wise application to economics of what is known to scientists as the Second Law of Thermodynamics"47, and underlined the superiority of charkha, which utilizes not "coal, as ancient, stored-up solar energy", but "food and bodily force as the present annual income of that energy"48, a matter that Sen has not examined49. Second, Sen focuses on poverty as a form of "absolute deprivation", putting lesser importance on it as a form of "relative deprivation". He seems cautious about the concept of "relative deprivation", with his notion that "within the uniformity of the term "relative deprivation", there seem to exist some distinct and different notions"50. According to Sen, people's "feelings of deprivation" contrast to their "conditions of deprivation", but "an objective diagnosis of "conditions" requires an objective understanding of "feelings"51. Although it is almost impossible for one to objectively understand people's inner states of mind, he says: It is, however, worth noting that the approach of relative deprivation- even including all its variants-cannot really be the only basis for the concept of poverty. A famine, for example, will be readily accepted as a case of acute poverty no matter what the relative pattern within the society happens to be. Indeed, there is an irreducible core of absolute deprivation in our idea of poverty, which translates reports of starvation, malnutrition and visible hardship into a diagnosis of poverty without having to ascertain first the relative picture52. This attitude has the advantage of focusing on actual poverty and theorizing the development of people's "capability" or human development without demonstrating what "relative deprivation" is, but it may tend not to investigate the causality between poverty and affluence in the global society. Romesh Diwan criticized this approach to poverty of Sen's, in comparison to Gandhi's, insisting that "the relationship between the poor and the non-poor is important, particularly when this is an exploitative relationship"53. Although it is not Sen's intention to prove the absence of exploitation, we should not ignore the possibility of poverty arising from the "relative" context of deprivation, as a result of focusing on "absolute deprivation". Third, Sen recognizes that poor people are "excluded from economic and social opportunities that the more privileged enjoy"54, but he does not examine whether the "economic and social opportunities that the more privileged enjoy" can be justified. That is, he does not seem to assume that the range of "freedom" of "the more privileged" is secured by restricting that of the poor. He notes that "What has happened in Europe, America, Japan, and East Asia has important messages for all other regions"55. However, it is in substance impossible for the people in "all other regions" to enjoy the same range of "freedom" as those in "Europe, America, Japan, and East Asia" enjoy, without restricting the latter in the face of the limits of natural resources. Based on the World Development Report in 1979, Paul and Anne Ehrlich asserted that if the United States cut its per capita energy consumption in half, this would be enough to double the energy available to a hundred and seventy-five people in Bangladesh, or a dozen people in Egypt56, a kind of reality that Sen does not seem to observe. Fourth, Sen acknowledges that capitalism in the contemporary world now faces "the issues of inequality (especially that of grinding poverty in a world of unprecedented prosperity) and "public goods" (that is, goods that people share together, such as the environment)", but believes that "the reach of the capitalist market economy itself is, in many ways, extendable by an appropriate development of ethics sensitive to these concerns"57. Since the whole ecosystem embraces people and other living things, Gandhians would assert that people's economy should remain simple within the ecosystem. On the contrary, Sen perceives the environment as a form of "goods" and welcomes further expansion of the capitalist market mechanism. As Astuko Sigihara rightly points out, Sen does "not seem to recognize the fact that commoditization of all things, driven by market mechanism, is threatening the very basis of people living in a society that has not yet been incorporated into market economy"58. Sen's attitude towards nature and people reminds us of what Schumacher thought of a "modern economist". That is, Bertrand de Jouvenel characterized the "western man" as follows, and Schumacher took this as "a fair description of the modem economist": He does not seem to realize at all that human life is a dependent part of an ecosystem of many different forms of life. As the world is ruled from towns where men are cut off from any form of life other than human, the feeling of belonging to an ecosystem is not revived. This results in a harsh and improvident treatment of things upon which we ultimately depend, such as water and trees59. In short, the concept of entropy allows us to see a fundamental defect of modern civilization, in which material development, based on fossil resources, will soon face a dead end, although Sen does not seem to recognize this point. He inclines to divorce poverty on the one hand from affluence on the other and strongly believes that a highly developed society should be the goal for the rest of the world to reach. Without questioning affluence of the developed society, he believes that further expansion of market mechanism would be necessary for global inequality to be redressed. This may represent a typical modern way of thinking, which often lacks "the feeling of belonging to an ecosystem" as Schumacher described. The above four points against Sen's arguments more or less reflects Gandhism, which asserts a simple society in nature with low-entropy labour-intensive technology, perceives poverty in the context of both "absolute" and "relative" deprivations and attempts to relieve the poor by means of fairly redistributing the wealth and resources that a minority currently monopolizes. After all, in order for a human society and its environment to be sustained, first "the more privileged" should spontaneously reduce their "needs". The "freedom" of the poor people should, if necessary, be expanded simultaneously, and for that purpose technology should be accessible to all or go back "to the actual size of man"60. In that case, if we are to reverse the trend of globalization in order to survive, it is not in Sen's but in Gandhi's thought that we would be able to find its footing. ConclusionThe following words by Gandhi, which Schumacher quoted, have a significant meaning in the 21st century globalized society, when the whole ecosystem is in danger: "Earth provides enough to satisfy every man's need, but not for every man's greed"61. Mankind in the present generation is not only scrambling one against another for the drying up natural resources, but is in fact living by depriving future generations of them. The 21st century will become a crossroads in which a greater number of people will either compete more aggressively for such resources of material wealth under the name of globalization, or turn toward a more simple life to share them, even with the future generations. Development that does not destroy the ecosystem, including mankind, may take-to utilize Sen's concepts- a form in which the development of the "capability" of the poor would be supported by the sense of "commitment" of the better off in the global society. In that case, however, it is, as Gandhism suggests, only by means of reducing the "needs" of the latter that we could fundamentally resolve the contradiction of "modernity". Notes and References:
ISHII, KAZUYA is Professor of Peace Studies at Kagawa University, Japan. His interests are in development and peace studies, with a particular focuses on Gandhi's thought and child labour in Thailand. Address: Faculty of Law, Kagawa University, Saiwai-cho 2-1, Kagawa 760-8523, Japan. Telephone Number: +81-87-832-1742 Fax Number: +81-87-832-1771 | Email: ishii@jl.kagawa-u.ac.jp |